Regulatory Compliance Officer Job at Russell Tobin, New York, NY

QmZET1gwL1lZU1hDRExCenZ4Mk1lOWc1Q3c9PQ==
  • Russell Tobin
  • New York, NY

Job Description

The Bank Regulatory Compliance Officer will provide advisory and monitoring support on federal and state banking regulations, including BHCA, Reg Y, Reg K, Reg D, and Reg W. The role supports business areas such as Global Banking Americas (GBA), Asset Liability Management and Treasury (ALMT), and the US Branch network.

Key Responsibilities:

  • Advise on compliance policies and regulatory changes affecting GBA and ALMT.
  • Support new product and activity reviews for compliance alignment.
  • Monitor US investment activities and ensure compliance with regulations.
  • Maintain oversight frameworks for BHCA, Reg Y, Reg K, and Reg W.
  • Coordinate internal reviews and regulatory examinations.
  • Update and manage compliance policies and procedures.
  • Provide compliance training and support to assigned business areas.
  • Assist in regulatory reporting and project work.

Required Qualifications:

  • 10+ years in Compliance/Regulatory within wholesale banking.
  • In-depth knowledge of U.S. banking regulations for foreign branches.
  • Experience in structured finance, treasury activities, and transaction monitoring.
  • Strong communication, organizational, and analytical skills.
  • Proficient in MS Office, PowerBI, and SharePoint.

Preferred Qualifications:

  • Experience with securities and broker-dealer compliance.

***Pay Rate- $58 - $60/hour

Russell Tobin offers eligible employee's comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support, auto, home insurance, pet insurance and employee discounts with preferred vendors.

Job Tags

Similar Jobs

Select Source International

Research Assistant Job at Select Source International

 ...dependable Sleep Study Technician to support home-based sleep research studies. This is a field-based position that involves preparing...  ...sensors accurately and securely. Provide instruction for, and assist with, saliva sample collection. Retrieve and download data... 

Insight Global

Customer Service Representative Job at Insight Global

 ...tasks. This is a contract-to-hire position offering competitive hourly compensation and benefits. This role is hybrid in San Francisco,...  ...~ Ability to commute into San Francisco 2x/week Rate is $20 - $23/HR and medical, dental, vision benefits are available.... 

Jr. Davis Construction Company, Inc.

On-site Driver Needed Job at Jr. Davis Construction Company, Inc.

 ...retaining a family business atmosphere. COMPENSATION: Based on experience. Our OJT (On the Job Training) will allow you to move up in our...  ...as assigned. Requirements: Active Driver license . CDL not required. Must have a safety first attitude. Strict adherence... 

Ultimate Staffing

Administrative Assistant EA Job at Ultimate Staffing

 ...Executive Administrative Assistant $26-$32 per hour Pasadena, CA We are seeking a highly skilled and experienced Executive Assistant to provide dedicated support. The ideal candidate must have prior experience in executive-level support, exceptional organizational... 

ASSOULINE

Art Director Job at ASSOULINE

 ...as a medium. For the past fifteen years, Assouline Publishing has created fine illustrated books dedicated to fashion, photography, art and design. Renowned for our highly original graphic concept, Assouline books are works of art that capture culture and bring it to life...